DP
DP

Delphia Polle

12 Years of Experience
New York, NY
Broker

Delphia Polle is a registered investment advisor at Ingalls & Snyder LLC, based in New York, NY, with 12 years of industry experience. Delphia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,453 clients with $7.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
49 advisors
Number of Clients
4,453 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$7.8B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Ingalls & Snyder charges fees based on the value of your portfolio. The maximum annual fee for accounts with equities or equities and fixed income is 1.50% of the assets they manage. For accounts solely with fixed income, the maximum fee is 1.00%. Fees are generally billed quarterly based on the account value at the end of the quarter. Fees may be negotiable.

Loading...

Location

1 Rockefeller Plaza, 7th Floor, New York, NY, 10020

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Ingalls & Snyder, LLCBroker
June 2024 - Present · 1 yr 11 mos
Ingalls & Snyder LLC
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Citi Private Alternatives, LLCBroker
May 2023 - May 2024 · 1 yr
Citigroup Global Markets INC.Broker
May 2023 - May 2024 · 1 yr
Citigroup Global Markets INC.
July 2022 - May 2024 · 1 yr 10 mos
Citi Global Advisory, LLC
July 2022 - June 2010 · 0 mos
Transatlantique Private Wealth LLC
January 2017 - June 2022 · 5 yrs 5 mos
Transatlantique Private Wealth LLC
April 2014 - February 2016 · 1 yr 10 mos
Gsn North America, INC.Broker
July 2013 - March 2014 · 8 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Delphia Polle - Financial Advisor | TrueAdvisor