NV
CFP
NV
CFP

Nicole Vento

10 Years of Experience
Schaumburg, IL
BrokerSells Insurance

Nicole Vento is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Schaumburg, IL, with 10 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1450 American Lane, 6th Floor, Suite 650, Schaumburg, IL, 60173-2096

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Nicole is a partner in her family's limited investment partnership, Vento Alpha Fund LP, but is a passive investor. She also works full-time as a financial advisor with Vento Tax & Wealth Management Group, providing financial services and managing investments.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Avantax Investment Services, INC.Broker
September 2024 - September 2025 · 1 yr
Avantax Advisory Services
September 2024 - September 2025 · 1 yr
J.P. Morgan Securities LLC
May 2023 - July 2024 · 1 yr 2 mos
J.P. Morgan Securities LLCBroker
April 2023 - July 2024 · 1 yr 3 mos
Goldman Sachs & CO. LLCBroker
June 2018 - April 2023 · 4 yrs 10 mos
Hd Vest Investment ServicesBroker
July 2014 - December 2017 · 3 yrs 5 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.