Nicole Vento
Nicole Vento is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Staten Island, NY, with 11 years of industry experience. Nicole is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
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Assets Under Management
Location
95 New Dorp Lane, Staten Island, NY, 10304
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicole is a partner in her family's limited investment partnership, Vento Alpha Fund LP, but is a passive investor. She also works full-time as a financial advisor with Vento Tax & Wealth Management Group, providing financial services and managing investments.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Goldman Sachs & CO. LLCBroker
Hd Vest Investment ServicesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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