Charles Snyder
Charles Snyder is a registered investment advisor at Alpha Capital LLC, based in Lubbock, TX, with 12 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 5 more. Their firm serves 130 clients with $68M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $35K | Included |
| $35K - $100K | 1.55% |
| $100K - $250K | 1.24% |
| $250K - $500K | 1.19% |
| $500K - $750K | 1.14% |
| $750K - $1.0M | 1.09% |
| $1.0M - $5.0M | 1.04% |
| $5.0M - $25.0M | 1.00% |
| $25M+ | 1.00% |
Accounts under $35,000 are assessed a flat annual fee of $500. Other asset classes have separate schedules: Fixed income accounts ($100K minimum) range from 0.99% down to 0.80%; Options strategy accounts ($100K minimum) range from 1.65% down to 1.35%. Fees for accounts exceeding $25,000,000 are individually negotiated.
Fee Estimator
Location
6213 98th Street, Lubbock, TX, 79424
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is involved in several business activities, including non-variable insurance through Alpha Capital Strategies and Alpha Capital Benefit, and real estate rental through KAE Properties, LLC. He also dedicates full-time hours to Alpha Capital LLC as a Registered Investment Advisor, providing financial planning and consulting services.
Employment History
Current Registrations
Alpha Capital LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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