Alpha Capital manages investment portfolios and provides personalized financial planning and consulting services for individuals, businesses, trusts, and estates. The firm focuses on helping clients establish an appropriate mix of asset classes and implements investment strategies tailored to individual goals, risk tolerance, and time horizons. Alpha Capital offers comprehensive investment management across standard equities, fixed income securities, and options strategies, often utilizing third-party custodians such as Charles Schwab. In addition to investment management, the firm provides specialized financial planning covering retirement, estate planning, insurance needs, tax consulting, education savings, and guidance through life transitions such as divorce. Alpha Capital operates as a registered investment advisor based in Lubbock, Texas.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $35K | Included |
| $35K - $100K | 1.55% |
| $100K - $250K | 1.24% |
| $250K - $500K | 1.19% |
| $500K - $750K | 1.14% |
| $750K - $1.0M | 1.09% |
| $1.0M - $5.0M | 1.04% |
| $5.0M - $25.0M | 1.00% |
| $25M+ | 1.00% |
Accounts under $35,000 are assessed a flat annual fee of $500. Other asset classes have separate schedules: Fixed income accounts ($100K minimum) range from 0.99% down to 0.80%; Options strategy accounts ($100K minimum) range from 1.65% down to 1.35%. Fees for accounts exceeding $25,000,000 are individually negotiated.