Brock Johns is a registered investment advisor, based in Fort Worth, TX, with 10 years of industry experience.
Location
1 Firstcomm Plaza, Fort Worth, TX, 76109
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brock owns a personal rental property in Dripping Springs, TX, and is responsible for its general maintenance and receiving rental income. He spends minimal time on this activity.
Employment History
Current Registrations
First Command Brokerage Services, INC.Broker
January 2026 - Present · 6 mos
First Command Advisory Services
January 2026 - Present · 6 mos
Previous Registrations
First Trust Portfolios L.P.Broker
October 2023 - February 2026 · 2 yrs 4 mos
First Trust Advisors LP
October 2023 - February 2026 · 2 yrs 4 mos
Empower Wealth Management
December 2022 - July 2023 · 7 mos
LPL Financial LLC
May 2022 - December 2022 · 7 mos
LPL Financial LLCBroker
May 2022 - December 2022 · 7 mos
Vanguard Marketing CorporationBroker
October 2021 - April 2022 · 6 mos
Vanguard Advisers, INC.
October 2021 - April 2022 · 6 mos
Swbc Investment Advisory Services LLC
April 2021 - August 2021 · 4 mos
Northern Lights Distributors, LLCBroker
August 2019 - April 2021 · 1 yr 8 mos
Charles Schwab & CO., INC.
February 2018 - May 2019 · 1 yr 3 mos
Charles Schwab & CO., INC.Broker
July 2017 - May 2019 · 1 yr 10 mos
Voya Financial Advisors, INC.Broker
December 2015 - May 2017 · 1 yr 5 mos
J.P. Morgan Securities LLCBroker
July 2014 - December 2015 · 1 yr 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.