Brian Thedford is a registered investment advisor, based in Boerne, TX, with 11 years of industry experience.
Location
Boerne, TX
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Investors Securities, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Transamerica Retirement Advisors, LLC
October 2023 - Present · 2 yrs 7 mos
Transamerica Investors Securities, LLC
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Charles Schwab & CO., INC.
June 2020 - August 2023 · 3 yrs 2 mos
Charles Schwab & CO., INC.Broker
June 2020 - August 2023 · 3 yrs 2 mos
Fidelity Personal and Workplace Advisors
July 2018 - May 2020 · 1 yr 10 mos
Strategic Advisers LLC
July 2015 - July 2018 · 3 yrs
Fidelity Brokerage Services LLCBroker
December 2014 - May 2020 · 5 yrs 5 mos
Securian Financial Services, INC.Broker
August 2013 - October 2013 · 2 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.