MT
ChFC
MT
ChFC

Michael Thompson

12 Years of Experience
BrokerSells Insurance

Michael Thompson is a ChFC-designated registered investment advisor at Rutherford Capital, INC., based in Granite Bay, CA, with 12 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$15.5M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

5925 Granite Lake Drive, Suite 130, Granite Bay, CA, 95746

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Michael sells fixed life insurance as an agent, dedicating about a quarter of his time to this activity. He is also involved with Spectrum Wealth Advisory Group, LLC and Rutherford Capital Inc. as an investment advisor, and owns an LLC for the office building his advisory firm operates from.

Employment History
Current Registrations
Rutherford Capital, INC.
April 2022 - Present · 4 yrs
Spectrum Wealth Advisory Group, LLC
January 2019 - Present · 7 yrs 3 mos
LPL Financial LLCBroker
October 2013 - Present · 12 yrs 6 mos
Previous Registrations
The Wealth Consulting Group
April 2016 - January 2019 · 2 yrs 9 mos
LPL Financial LLC
December 2013 - September 2016 · 2 yrs 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.