Alexander Falloon is a CFP-designated registered investment advisor, based in Parker, CO, with 12 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Parker, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Advisory Group, LLC
July 2019 - Present · 7 yrs 3 mos
Empower Financial Services, INC.Broker
July 2019 - Present · 7 yrs 3 mos
Empower Financial Services, INC.
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
April 2016 - June 2019 · 3 yrs 2 mos
Wells Fargo Clearing Services, LLC
April 2016 - June 2019 · 3 yrs 2 mos
Thrivent Investment Management INC.
February 2015 - April 2016 · 1 yr 2 mos
Thrivent Investment Management INC.Broker
January 2015 - April 2016 · 1 yr 3 mos
J.P. Morgan Securities LLCBroker
October 2013 - January 2015 · 1 yr 3 mos
State Registrations46 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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