David Hermann
David Hermann is a registered investment advisor at LPL Financial LLC, based in Tucson, AZ, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2030 E Speedway Blvd Ste 220, Tucson, AZ, 85719
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Regulatory History (1)
Criminal
July 1998Other Business ActivitiesSells Insurance
David owns real estate and is an investment advisor representative (IAR) with First Heartland Consultants. He also works as a practice development specialist for Avexias Health Solutions, markets insurance and financial services through Rincon Financial, and provides financial coaching and training courses for IARs through Mind Shift Financial Coaching.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Ameriprise Financial Services, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.