Nicholas Koen is a registered investment advisor at Vectorwealth, based in Tampa, FL, with 10 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 16 clients with $11M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.5M | 0.90% |
| $2.5M - $5.0M | 0.80% |
| $5M+ | 0.80% |
Custom pricing for assets over $5,000,001. Fees are negotiable.
Fee Estimator
Location
707 N. Franklin St., Unit 3, Tampa, FL, 33602
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is a manager and principal agent at Dough Agency, LLC, a licensed insurance agency, spending about 10-20% of his time there. He is also a member of DFN Management LLC, an SEC RIA, and two holding companies, Absolute Group 1 LLC and Absolute Group 16 Inc.
Employment History
Current Registrations
Vectorwealth
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.