Noah Borwick is a registered investment advisor at LPL Financial LLC, based in Denver, CO, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1660 S. Albion St., Ste 220-B, Denver, CO, 80222
Get directionsHistory
Regulatory History (2)
Criminal
October 1998Criminal
March 1996Other Business Activities
Noah operates Borwick Wealth Management LLC as a DBA for his LPL business, dedicating about 10-20% of his time. He also runs Borwick Tax Service LLC, providing tax preparation and accounting services, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Waddell & Reed
Waddell & ReedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.