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Robert Jenkins

Principal Securities, INC.
12 Years of Experience
Roseville, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Robert Jenkins is a registered investment advisor at Principal Securities, INC., based in Roseville, CA, with 12 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.

Principal Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1709 advisors
Number of Clients
51,941 clients
Average Client Portfolio
$328K average
Assets Under Management
$17.0B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K1.75%
$150K - $250K1.75%
$250K - $500K1.75%
$500K - $1000K1.20%
$1M+1.10%

Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2998 Douglas Blvd, Ste 330, Roseville, CA, 95661

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History

Regulatory History (2)
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Criminal
July 1994
Final Disposition
Criminal
May 1991
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is an insurance agent selling fixed life, annuity, disability, health, long-term care, Medicare supplements, and group products since 2019, dedicating a few hours per week. He is also a financial advisor with Almond Valley Wealth Management, offering financial planning, insurance, and securities services, spending about half his time on this. Additionally, Robert is the Vice President of the Sacramento State Alumni Association, Placer Alumni Chapter, spending a few hours per week in this role.

Employment History
Current Registrations
Principal Securities, INC.
October 2019 - Present · 7 yrs
Principal Securities, INC.
October 2019 - Present · 7 yrs
Principal Securities, INC.Broker
October 2019 - Present · 7 yrs
Previous Registrations
Sagepoint Financial, INC.
June 2016 - October 2019 · 3 yrs 4 mos
Sagepoint Financial, INC.Broker
June 2016 - October 2019 · 3 yrs 4 mos
Morgan Stanley
March 2014 - March 2016 · 2 yrs
Morgan StanleyBroker
February 2014 - March 2016 · 2 yrs 1 mo
State Registrations10 states
CAFLGAINLAMDMINYOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Robert Jenkins - Financial Advisor | TrueAdvisor