TB
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Thomas Booser
11 Years of Experience
Ferndale, MI
1 DisclosureBroker
Thomas Booser is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Ferndale, MI, with 11 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
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Location
Ferndale, MI
Get directionsHistory
Regulatory History (1)
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Criminal
June 2003Final Disposition
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2025 - Present · 1 yr 3 mos
Northwestern Mutual Investment Services, LLC
June 2025 - Present · 1 yr 3 mos
Northwestern Mutual Investment Services, LLCBroker
June 2025 - Present · 1 yr 3 mos
Previous Registrations
J.P. Morgan Securities LLC
September 2024 - April 2025 · 7 mos
J.P. Morgan Securities LLCBroker
August 2024 - April 2025 · 8 mos
Northwestern Mutual Investment Services, LLCBroker
September 2014 - September 2024 · 10 yrs
State Registrations2 states
MIWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.