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Thomas Booser

Northwestern Mutual Investment Services,llc
11 Years of Experience
Milwaukee, WI
1 DisclosureBroker
View SEC Summary
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Thomas Booser is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 11 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc
Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

720 E Wisconsin Ave, Milwaukee, WI, 53202

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History

Regulatory History (1)
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Criminal
June 2003
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2025 - Present · 1 yr 4 mos
Northwestern Mutual Investment Services, LLC
June 2025 - Present · 1 yr 4 mos
Northwestern Mutual Investment Services, LLCBroker
June 2025 - Present · 1 yr 4 mos
Previous Registrations
J.P. Morgan Securities LLC
September 2024 - April 2025 · 7 mos
J.P. Morgan Securities LLCBroker
August 2024 - April 2025 · 8 mos
Northwestern Mutual Investment Services, LLCBroker
September 2014 - September 2024 · 10 yrs
State Registrations2 states
MIWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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