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Michelle Swinton

Northwestern Mutual Investment Services,llc
1 Year of Experience
Milwaukee, WI
1 DisclosureBroker
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Michelle Swinton is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 1 years of industry experience. Michelle is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc
Compensation
Fixed/Hourly
Firm Size
2131 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

720 E Wisconsin Ave, Milwaukee, WI, 53202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2019
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Northwestern Mutual Investment Services, LLC
July 2026 - Present · 3 mos
Northwestern Mutual Investment Services,llc
July 2026 - Present · 3 mos
Northwestern Mutual Investment Services, LLCBroker
July 2026 - Present · 3 mos
Previous Registrations
Morgan Stanley
May 2025 - November 2025 · 6 mos
Morgan StanleyBroker
January 2024 - November 2025 · 1 yr 10 mos
State Registrations22 states
AZCADCGAHIIAMNMOMTNCNDNMNVNYORRISDUTVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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