AG
AG
Alexander Gottlieb is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 12 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Fee-Only (% of Portfolio)
Firm Size
858 advisors
IM Fee
Planning only
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Location
New York, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
June 2016 - Present · 10 yrs 4 mos
Neuberger Berman Bd LLC
June 2016 - Present · 10 yrs 4 mos
Neuberger Berman Bd LLCBroker
June 2016 - Present · 10 yrs 4 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
April 2015 - June 2016 · 1 yr 2 mos
Neuberger Berman LLC
July 2014 - March 2015 · 8 mos
Neuberger Berman LLCBroker
April 2014 - March 2015 · 11 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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