James Barrett is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2121 North Pearl Street, Suite 500, Dallas, TX, 75201
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
July 2025 - Present · 1 yr 2 mos
Morgan Stanley
July 2025 - Present · 1 yr 2 mos
Previous Registrations
J.P. Morgan Securities LLC
June 2019 - May 2025 · 5 yrs 11 mos
J.P. Morgan Securities LLCBroker
June 2019 - May 2025 · 5 yrs 11 mos
UBS Financial Services INC.Broker
August 2016 - May 2019 · 2 yrs 9 mos
UBS Financial Services INC.
June 2016 - May 2019 · 2 yrs 11 mos
Strategic Advisers, INC.
October 2014 - May 2016 · 1 yr 7 mos
Fidelity Brokerage Services LLCBroker
April 2014 - May 2016 · 2 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.