RP
RP
Rogelio Ponce is a registered investment advisor at Wells Fargo Advisors, based in Vista, CA, with 12 years of industry experience. Rogelio is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
930 S Santa Fe Ave, Vista, CA, 92084
Get directionsHistory
Regulatory History (1)
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Financial
October 2018Final
Employment History
Current Registrations
Wells Fargo Advisors
September 2021 - Present · 5 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
January 2019 - July 2021 · 2 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
May 2014 - October 2018 · 4 yrs 5 mos
State Registrations4 states
AZCANVTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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