Spencer Harmon is a registered investment advisor, based in Salt Lake City, UT, with 9 years of industry experience.
Location
13961 S. Minuteman Drive, Suite 300, Salt Lake City, UT, 84020
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Captrust
May 2021 - Present · 5 yrs
Capfinancial Securities, LLC.Broker
May 2021 - Present · 5 yrs
Previous Registrations
Northwestern Mutual Investment Services,llc
September 2019 - September 2020 · 1 yr
Northwestern Mutual Investment Services, LLCBroker
September 2019 - September 2020 · 1 yr
Strategic Advisers, INC.
March 2017 - February 2018 · 11 mos
Fidelity Brokerage Services LLCBroker
July 2014 - February 2018 · 3 yrs 7 mos
State Registrations1 state
UT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.