Carly Doshi is a registered investment advisor at Flagstar Securities, INC., based in New York, NY, with 2 years of industry experience. Carly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,123 clients with $780M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.62% |
| $1.0M - $5.0M | 1.10% |
| $5.0M - $10.0M | 0.83% |
| $10.0M - $20.0M | 0.55% |
| $20M+ | 0.43% |
Rates combine the maximum advisory fee and sponsor fee. Third-party manager fees (0.25% to 1.25%) are additional.
Fee Estimator
Location
1400 Broadway, 16th Floor, New York, NY, 10018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carly joined the national Board of Directors of Mothers Against Drunk Driving (MADD) in January 2024, dedicating minimal time to the organization. Her role is purely voluntary, providing strategic assistance and advice.
Employment History
Current Registrations
Flagstar Securities, INCBroker
Flagstar Securities, INC.
Previous Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
First Republic Securities Company, LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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