Richard Baker is a registered investment advisor at Alps Advisors, INC., based in Denver, CO, with 11 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 17 clients with $31B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1290 Broadway, Suite 1000, Denver, CO, 80203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard is a director at Secure64 Software Corp, spending minimal time. He is also a partner in Glenmary Partners, a real estate investment firm, dedicating about 10-20% of his time. Finally, Richard is the Director of Research at Alps Advisors Inc, a registered investment advisor, working full-time.
Employment History
Current Registrations
Alps Advisors, INC.
Alps Distributors, INC.Broker
Previous Registrations
Alps Portfolio Solutions Distributor, INC.Broker
Alps Distributors, INC.Broker
State Registrations51 states
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