Matthew Baity is a CFP-designated registered investment advisor, based in Westminster, CO, with 12 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Westminster, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
June 2023 - Present · 3 yrs 4 mos
Wealth Enhancement Brokerage Services, LLC
June 2023 - Present · 3 yrs 4 mos
Wealth Enhancement Advisory Services, LLC
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
PNC Investments
October 2021 - June 2023 · 1 yr 8 mos
PNC InvestmentsBroker
October 2021 - June 2023 · 1 yr 8 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
March 2018 - November 2021 · 3 yrs 8 mos
Advice and Planning Services
March 2018 - November 2021 · 3 yrs 8 mos
Strategic Advisers, INC.
March 2016 - March 2018 · 2 yrs
Fidelity Brokerage Services LLCBroker
September 2015 - March 2018 · 2 yrs 6 mos
U.S. Bancorp Investments, INC.Broker
June 2014 - July 2015 · 1 yr 1 mo
State Registrations1 state
CO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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