Colin Caldwell is a registered investment advisor at Caldwell Advisors, LLC, based in Brentwood, TN, with 1 years of industry experience. Colin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 506 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.75% |
| $1.0M - $5.0M | 2.00% |
| $5M+ | 1.25% |
Fees may be negotiable under certain circumstances, but will never exceed 2.75%.
Fee Estimator
Location
5210 Maryland Way, Ste 202, Brentwood, TN, 37027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Colin operates his LPL business under Caldwell Group, LLC. He also provides investment advisory services through Caldwell Advisors, LLC, an independent investment advisor firm, dedicating full-time hours to this activity.
Employment History
Current Registrations
Caldwell Advisors, LLC
LPL Financial LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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