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AL
AL

Alison Diane Lohmann

Transamerica Retirement Advisors, LLC
9 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Transamerica Retirement Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
285 advisors
Number of Clients
212,858 clients
Average Client Portfolio
$76K average
Assets Under Management
$16.2B

Fee Structure

Minimum Investment:$10K
Financial Planning:Included in AUM fee

Location

Hastings, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Transamerica Investors Securities, LLCBroker
January 2018 - Present · 8 yrs 1 mo
Transamerica Retirement Advisors, LLC
January 2018 - Present · 8 yrs 1 mo
Transamerica Investors Securities, LLC
January 2018 - Present · 8 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
April 2016 - January 2018 · 1 yr 9 mos
Cetera Advisor Networks LLCBroker
February 2016 - January 2018 · 1 yr 11 mos
AXA Advisors, LLCBroker
November 2015 - February 2016 · 3 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.