CC
CFA
CC
CFA

Cole Christopherson

9 Years of Experience
Overland Park, KS
Broker

Cole Christopherson is a CFA-designated registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 9 years of industry experience. Cole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

10955 LOWELL AVE STE 900, 910, 920, 100, and 200, Overland Park, KS, 66210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cole is an investment associate at Prosperity Advisors LLC, spending nearly full-time monitoring client portfolios, placing trades, performing research, running reports, and preparing proposals. He also refers clients to a CPA through Prosperity Tax Center, LLC, dedicating minimal time to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLC
February 2018 - Present · 8 yrs 5 mos
Cetera Advisors LLCBroker
February 2018 - Present · 8 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
September 2023 - March 2024 · 6 mos
Cetera Advisors LLCBroker
August 2016 - July 2017 · 11 mos
State Registrations2 states
KSMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.