Svante Rocabado
Svante Rocabado is a registered investment advisor at Kestra Investment Management, LLC., based in Austin, TX, with 9 years of industry experience. Svante is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 4 clients with $4.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Manager fees are negotiated between Kestra Investment Management and the affiliated professional, generally ranging from 0.00% to 0.50% of portfolio assets. Accounts at Charles Schwab & Co. may incur an additional manager administration fee of 0.00% to 0.05%.
Fee Estimator
Location
Austin, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Svante works as a caterer/server for Royal Fig Catering since 2017, a food runner for Tiki Tatsu-Ya since 2021, and a food contractor since April 2024. These activities involve food preparation, serving, and cashier duties, taking up about 10-20% of Svante's time overall.
Employment History
Current Registrations
Kestra Investment Management, LLC.
Kestra Investment Services, LLC
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Edward JonesBroker
Fidelity Brokerage Services LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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