AC
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Anthony Catapano

9 Years of Experience
Huntington Station, NY
Broker

Anthony Catapano is a registered investment advisor, based in Huntington Station, NY, with 9 years of industry experience.

Location

Huntington Station, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Advisory Group, LLC
April 2024 - Present · 2 yrs 1 mo
Empower Financial Services, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Empower Financial Services, INC.
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
January 2023 - March 2024 · 1 yr 2 mos
J.P. Morgan Securities LLC
January 2023 - March 2024 · 1 yr 2 mos
Edward JonesBroker
February 2021 - May 2022 · 1 yr 3 mos
Edward Jones
February 2021 - May 2022 · 1 yr 3 mos
E*trade Capital Management, LLC
December 2018 - November 2020 · 1 yr 11 mos
E*trade Securities LLCBroker
December 2018 - November 2020 · 1 yr 11 mos
TD Ameritrade Investment Management, LLC
May 2017 - December 2018 · 1 yr 7 mos
TD Ameritrade, INC.
May 2017 - December 2018 · 1 yr 7 mos
TD Ameritrade, INC.Broker
March 2017 - December 2018 · 1 yr 9 mos
Northwestern Mutual Investment Services, LLCBroker
October 2014 - July 2016 · 1 yr 9 mos
Aegis Capital CORP.Broker
July 2014 - August 2014 · 1 mo
State Registrations45 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Catapano - Financial Advisor | TrueAdvisor