BS
CFP
BS
CFP

Brandon Sperling

6 Years of Experience
Hauppauge, NY
Broker

Brandon Sperling is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Hauppauge, NY, with 6 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

150 Motor Parkway, Suite 210, Hauppauge, NY, 11788

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brandon has 100% ownership of Sperling Consulting Group Inc. for income tax purposes. He spends minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2023 - Present · 2 yrs 6 mos
Wells Fargo Advisors
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
October 2021 - November 2023 · 2 yrs 1 mo
Raymond James Financial Services Advisors, INC
October 2021 - November 2023 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2019 - October 2021 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2019 - October 2021 · 2 yrs 5 mos
State Registrations12 states
CACOCTFLGAILMANCNJNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brandon Sperling - Financial Advisor | TrueAdvisor