Roy James
Roy James is a registered investment advisor at LPL Enterprise, LLC, based in St. Petersburg, FL, with 12 years of industry experience. Roy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.35% |
Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.
Fee Estimator
Location
2100 5th Ave. N, St. Petersburg, FL, 33713
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Regulatory History (1)
Customer Dispute
November 2024Other Business ActivitiesSells Insurance
Roy is involved in several business activities, including real estate ventures through Vision Investors LLC, JC Ventures Real Estate LLC, and Blu Ventures Real Estate LLC. His wife operates a property and casualty agency and a Medicare book through Blu Ventures LLC, and he co-hosts a sports debate podcast through 101sMedia LLC.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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