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Alex Maicks

11 Years of Experience
Conshohocken, PA
1 DisclosureBroker

Alex Maicks is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Conshohocken, PA, with 11 years of industry experience. Alex is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 28,369 clients with $9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
465 advisors
Number of Clients
28,369 clients
Average Client Portfolio
$318K average
Assets Under Management
$9.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are up to 1.5% and do not include separate manager fees and other charges associated with third-party asset manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

161 Washington St, Suite 1111, Conshohocken, PA, 19428

Get directions

History

Regulatory History (1)
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Financial
December 2023
Final
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
June 2022 - Present · 4 yrs 4 mos
Hornor, Townsend & Kent, LLCBroker
June 2022 - Present · 4 yrs 4 mos
Hornor, Townsend & Kent, LLC
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Key Investment Services LLC
June 2021 - June 2022 · 1 yr
Key Investment Services LLCBroker
June 2021 - June 2022 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2020 - May 2021 · 9 mos
Wells Fargo Clearing Services, LLCBroker
December 2016 - July 2020 · 3 yrs 7 mos
Wells Fargo Clearing Services, LLC
October 2016 - July 2020 · 3 yrs 9 mos
U.S. Bancorp Investments, INC.Broker
March 2016 - October 2016 · 7 mos
PNC Investments
October 2015 - March 2016 · 5 mos
PNC InvestmentsBroker
October 2015 - March 2016 · 5 mos
The Huntington Investment CompanyBroker
October 2014 - September 2015 · 11 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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