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AK
CFP
AK
CFP

Ashley Kikawa

Ameriprise Financial Services, LLC
11 Years of Experience
Honolulu, HI
Broker
View SEC Summary
View SEC Summary

Ashley Kikawa is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Honolulu, HI, with 11 years of industry experience. Ashley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1585 Kapiolani Blvd, Ste 1100, Honolulu, HI, 96814-4523

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ashley is a Young Leaders Board Member at Caneso since August 2023. This activity is not investment-related and takes minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2023 - Present · 3 yrs 4 mos
Ameriprise Financial Services, LLC
June 2023 - Present · 3 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2019 - June 2023 · 4 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
March 2019 - June 2023 · 4 yrs 3 mos
Raymond James & Associates, INC.Broker
June 2017 - March 2019 · 1 yr 9 mos
Raymond James & Associates, INC.
June 2017 - March 2019 · 1 yr 9 mos
UBS Financial Services INC.
September 2015 - July 2017 · 1 yr 10 mos
UBS Financial Services INC.Broker
June 2015 - July 2017 · 2 yrs 1 mo
Bancwest Investment Services, INC.Broker
November 2014 - May 2015 · 6 mos
State Registrations8 states
CACOHINMNVNYTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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