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Fong Her

Capital Management Associates INC
11 Years of Experience
Minneapolis, MN
1 DisclosureBroker
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Fong Her is a registered investment advisor at Capital Management Associates INC, based in Minneapolis, MN, with 11 years of industry experience. Fong is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 932 clients with $1.9B in assets under management.

Capital Management Associates INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
932 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$1.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees generally range from 0.10% to 2.00% of assets under management, and/or a fixed fee ranging from $250 to $10,000. Fees are negotiable based on client complexity and account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

80 S 8th Street Suite 900, Minneapolis, MN, 55402

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2020
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Capital Management Associates INC
April 2021 - Present · 5 yrs 6 mos
Capital Management Securities, INC.Broker
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
April 2017 - September 2020 · 3 yrs 5 mos
Wells Fargo Clearing Services, LLC
April 2017 - September 2020 · 3 yrs 5 mos
Edward Jones
December 2014 - April 2017 · 2 yrs 4 mos
Edward JonesBroker
December 2014 - April 2017 · 2 yrs 4 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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