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Fong Her
Capital Management Associates INC
10 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Tax Planning
Estate Planning
Insurance Planning
Financial Planning & Coaching
High Net Worth
Capital Management Associates INC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
15 advisors
Number of Clients
932 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1.6B
Fee Structure
Investment Management
Planning
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Location
80 S 8th Street Suite 900, Minneapolis, MN, 55402
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Employment Separation After Allegations
September 2020
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Capital Management Associates INC
April 2021 - Present · 4 yrs 10 mos
Capital Management Securities, INC.
Broker
April 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2017 - September 2020 · 3 yrs 5 mos
Wells Fargo Clearing Services, LLC
Broker
April 2017 - September 2020 · 3 yrs 5 mos
Edward Jones
December 2014 - April 2017 · 2 yrs 4 mos
Edward Jones
Broker
December 2014 - April 2017 · 2 yrs 4 mos
State Registrations
1 state
MN
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Fong Her - Financial Advisor | TrueAdvisor