TL
CFP
TL
CFP

Thomas Alfred Luing

36 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
932 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1.6B

Fee Structure

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Location

7900 Xerxes Ave. S, Ste 500, Minneapolis, MN, 55431-1120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Thomas is involved in several outside business activities, including business consulting through Luing Holdings, LLC and Bridges Financial S Corp, spending a few hours per week on Luing Holdings. He is also an insurance agent selling life, disability, and long-term care insurance, and prepares tax returns for about 10 hours per week during tax season. Finally, he is a board member of Worthington Duck Club, spending minimal time on this activity.

Employment History
Current Registrations
Capital Management Associates INC
September 2011 - Present · 14 yrs 5 mos
Capital Management Securities, INC.Broker
August 2009 - Present · 16 yrs 6 mos
Previous Registrations
LPL Financial Corporation
August 2003 - June 2009 · 5 yrs 10 mos
LPL Financial CorporationBroker
August 2003 - June 2009 · 5 yrs 10 mos
Cambridge Investment Research, INC.Broker
October 2002 - February 2003 · 4 mos
Washington Square Securities, INC.Broker
July 2001 - October 2002 · 1 yr 3 mos
Stockwalk.com, INC.Broker
July 1999 - August 2000 · 1 yr 1 mo
Miller, Johnson & Kuehn, IncorporatedBroker
May 1999 - July 1999 · 2 mos
Wells Fargo Securities INC.Broker
February 1999 - May 1999 · 3 mos
Norwest Investment Services, INC.Broker
January 1990 - May 1999 · 9 yrs 4 mos
Norwest Brokerage Services, INC.Broker
May 1988 - January 1990 · 1 yr 8 mos
Creative Equity Resources, INC.Broker
December 1986 - July 1987 · 7 mos
State Registrations16 states
AZCACOFLIAILINMDMIMNMTPATXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.