CG
CFP
CG
CFP

Christopher Gardner

10 Years of Experience
Los Angeles, CA
1 DisclosureBroker

Christopher Gardner is a CFP-designated registered investment advisor, based in Los Angeles, CA, with 10 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold.

Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067

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History

Regulatory History (1)
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Customer Dispute
April 2026
Pending
Other Business Activities

Christopher works as an advisor at Independent RIA SEIA, LLC, dedicating full-time hours to this role. He spends 120 hours per month on securities trading.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Seia
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Osaic Wealth, INC.Broker
January 2020 - August 2023 · 3 yrs 7 mos
Towneley Capital Management, INC.
December 2015 - September 2019 · 3 yrs 9 mos
State Registrations2 states
CATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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