CS
CS

Christine Shea

11 Years of Experience
New Orleans, LA
1 DisclosureBroker

Christine Shea is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in New Orleans, LA, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

636 Carondelet, New Orleans, LA, 70130

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 2006
Final Disposition
Other Business Activities

Christine is the owner and proprietor of the Law Office of Christine K Shea, LLC, established in 2021 to provide basic estate planning services. She dedicates about 10-20% of her time to this business, including during trading hours.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
June 2019 - Present · 7 yrs 1 mo
Raymond James Financial Services Advisors, INC
June 2019 - Present · 7 yrs 1 mo
Raymond James Financial Services, INC.
June 2019 - Present · 7 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2015 - June 2019 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2015 - June 2019 · 4 yrs 5 mos
State Registrations31 states
ALARAZCACOFLGAILINKYLAMAMDMIMOMSNCNMNVNYOHOKPARISCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christine Shea - Financial Advisor | TrueAdvisor