Julian Lecraw

Wellington Shields Capital Management, LLC

9 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Wellington Shields Capital Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

12 advisors

Number of Clients

523 clients

Average Client Portfolio

$1.9M average

Assets Under Management

$999.7M

Fee Structure

Financial Planning:Investment management only

Location

60 Broad St., 39th Floor, New York, NY, 10004

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Wellington Shields Capital Management, LLC

August 2020 - Present · 5 yrs 6 mos

Wellington Shields & CO., LLCBroker

January 2017 - Present · 9 yrs 1 mo

Previous Registrations

Bsp Securities, LLCBroker

January 2015 - March 2015 · 2 mos

State Registrations10 states

CACTFLGAILMTNJNYVirgin IslandsWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.