Christopher Duff is a registered investment advisor at Keebeck Wealth Management, based in Chicago, IL, with 9 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 141 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee is negotiable based on the type and complexity of the asset management services provided, as well as the level of administration requested either directly or assumed by the client. Platform Fees generally range from 0 - .45% annually, independent fixed income manager fees generally range from 0 - .90% annually, and independent equity manager fees generally range from 0 – 1.50% annually.
Fee Estimator
Location
150 N. Riverside Plaza, Suite 1850, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Christopher works as a registered sales assistant for Wells, Roselieb and Raia Wealth Management, performing various tasks related to discretionary accounts and portfolio management. This activity is full-time.
Employment History
Current Registrations
Keebeck Wealth Management
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.