Robert Frey is a CFP-designated registered investment advisor, based in Charlotte, NC, with 10 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Robert is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation.
Employment History
Current Registrations
Vanguard Marketing Corporation
October 2024 - Present · 1 yr 7 mos
Vanguard Advisers, INC.
October 2024 - Present · 1 yr 7 mos
Vanguard Marketing CorporationBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Facet
February 2024 - September 2024 · 7 mos
Vanguard Advisers, INC.
July 2019 - January 2024 · 4 yrs 6 mos
Vanguard Marketing CorporationBroker
September 2015 - January 2024 · 8 yrs 4 mos
First Investors CorporationBroker
February 2015 - June 2015 · 4 mos
State Registrations3 states
NCOHTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.