Charles Thomas is a CFP-designated registered investment advisor at Sfmg Wealth Advisors, based in Plano, TX, with 10 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 982 clients with $3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $3.0M | 0.80% |
| $3M+ | 0.60% |
Fees are billed quarterly in advance and are negotiable based on factors such as historical relationships, asset types, and anticipated future assets. Related accounts may be grouped together for householding purposes to reach lower fee tiers.
Fee Estimator
Location
3960 Dallas Parkway, Suite 400, Plano, TX, 75093
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is the Owner/Founder of Elm Valley Group, a general tax consulting and compliance business, since 2018. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Sfmg Wealth Advisors
Previous Registrations
Howard Financial Services, LTD.
Cain, Watters & Associates, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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