Paul Carter is a CFP-designated registered investment advisor, based in Saint Johns, FL, with 10 years of industry experience.
Location
Saint Johns, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Cetera Advisors LLC
April 2022 - Present · 4 yrs 5 mos
Cetera Advisors LLCBroker
April 2022 - Present · 4 yrs 5 mos
Cetera Investment Advisers LLC
December 2021 - Present · 4 yrs 9 mos
Previous Registrations
First Allied Securities, INC.Broker
December 2021 - September 2022 · 9 mos
Northwestern Mutual Investment Services, LLCBroker
November 2018 - December 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - October 2018 · 9 mos
Bb&t Investment Services, INC.Broker
June 2016 - January 2018 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2015 - May 2016 · 5 mos
State Registrations51 states
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Exams
No exam information available for this advisor.