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Thomas Delnoce

50 Years of Experience
Phoenix, AZ
Broker

Thomas Delnoce is a registered investment advisor at Wells Fargo Advisors, based in Phoenix, AZ, with 50 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1500 E Bethany Home Rd, Suite 140, Phoenix, AZ, 85014

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas works as an arbitrator for FINRA Dispute Resolution, dedicating minimal time. He also has 50% ownership in Eikos Capital Management, LLC, but spends no time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors
May 2011 - Present · 15 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2011 - Present · 15 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
September 2006 - May 2011 · 4 yrs 8 mos
UBS Financial Services INC.Broker
February 2006 - May 2011 · 5 yrs 3 mos
United Planners' Financial Services of America a Limited PartnerBroker
June 1998 - February 2006 · 7 yrs 8 mos
Westamerica Investment GroupBroker
February 1990 - June 1996 · 6 yrs 4 mos
Rl Kotrozo, INC.Broker
December 1983 - March 1990 · 6 yrs 3 mos
Plenge Thomas & Nofer IncorporatedBroker
March 1982 - January 1984 · 1 yr 10 mos
Rauscher Pierce Refsnes, INC.Broker
November 1979 - March 1982 · 2 yrs 4 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
August 1977 - December 1979 · 2 yrs 4 mos
Shearson Hayden Stone INC.Broker
November 1976 - September 1977 · 10 mos
Shearson Hayden Stone INC.Broker
November 1974 - November 1976 · 2 yrs
Shearson, Hammill & CO., IncorporatedBroker
June 1973 - November 1974 · 1 yr 5 mos
State Registrations24 states
AKAZCACOFLGAIAILMEMNMOMSMTNCNMNYORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.