BG
CFP
BG
CFP

Benjamin Giese

10 Years of Experience
Forest, VA
Broker

Benjamin Giese is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Forest, VA, with 10 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1116 Vista Park Drive, Ste A, Forest, VA, 24551

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin is an adjunct professor at Liberty University since 2015, teaching undergraduate level college classes. This takes about a quarter of his time.

Employment History
Current Registrations
MML Investors Services, LLC
September 2024 - Present · 2 yrs 1 mo
MML Investors Services, LLCBroker
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
LPL Financial LLC
November 2018 - December 2023 · 5 yrs 1 mo
LPL Financial LLCBroker
November 2018 - December 2023 · 5 yrs 1 mo
Infinex Investments, INC.Broker
September 2018 - December 2018 · 3 mos
Infinex Investments, INC.
September 2018 - December 2018 · 3 mos
MML Investors Services, LLC
September 2017 - September 2018 · 1 yr
MML Investors Services, LLCBroker
June 2015 - September 2018 · 3 yrs 3 mos
State Registrations2 states
MIVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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