Hal Burns is a registered investment advisor at LPL Financial LLC, based in Ontario, CA, with 11 years of industry experience. Hal is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1920 S. Archibald Ave. #F, Ontario, CA, 91761
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Hal operates several businesses, including Verus Capital Partners LLC, Hal Burns & Associates, Inc (tax prep, accounting, and bookkeeping), TM Professionals (non-variable insurance producer), and Burns Tax & Wealth Management. He spends a significant amount of time on tax preparation and accounting, about a third of his time.
Employment History
Current Registrations
LPL Financial LLC
Verus Capital Partners, LLC
LPL Financial LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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