JR
CFP
JR
CFP

Jacqueline Riggs

9 Years of Experience
Los Angeles, CA
Broker

Jacqueline Riggs is a CFP-designated registered investment advisor at Rockefeller Capital Management, based in Los Angeles, CA, with 9 years of industry experience. Jacqueline operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

2000 Avenue of the Stars, Suite 530 N, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jacqueline is a seller on Etsy since February 2021, dedicating minimal time outside business hours to labor, service, sales, and marketing. She also serves on the advisory board for Pi Beta Phi Fraternity since July 2024, spending minimal time outside business hours on administrative and fundraising tasks.

Employment History
Current Registrations
Rockefeller Capital Management
October 2025 - Present · 9 mos
Rockefeller Capital Management
October 2025 - Present · 9 mos
Rockefeller Financial LLCBroker
October 2025 - Present · 9 mos
Previous Registrations
Morgan Stanley
April 2017 - October 2025 · 8 yrs 6 mos
Morgan StanleyBroker
November 2016 - October 2025 · 8 yrs 11 mos
State Registrations31 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.