Nicole Giannone is a CFP-designated registered investment advisor at LPL Financial LLC, based in Cape Coral, FL, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1708 SE 47th St, Cape Coral, FL, 33904
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicole operates D Gates Wealth Management LLC as a DBA for her LPL business, dedicating full-time hours to it. She is also a business owner at Business Supporting Communities, Inc. and a Notary for the State of Florida.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Fsc Securities CorporationBroker
State Registrations1 state
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