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CFP
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CFP

Michael Mcfarland

LPL Financial LLC
37 Years of Experience
Cape Coral, FL
Broker
View SEC Summary
View SEC Summary

Michael Mcfarland is a CFP-designated registered investment advisor at LPL Financial LLC, based in Cape Coral, FL, with 37 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1730 Cape Coral Pkwy W, Cape Coral, FL, 33914

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael operates under the DBA Suncoast Investment Services for his LPL business and receives NVI trails. He is also a financial advisor at Suncoast Credit Union, dedicating full-time hours, and owns a ride-sharing business, taking about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
May 2022 - Present · 4 yrs 5 mos
LPL Financial LLCBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
CUNA Brokerage Services, INC.
December 2018 - May 2022 · 3 yrs 5 mos
CUNA Brokerage Services, INC.Broker
November 2018 - May 2022 · 3 yrs 6 mos
Triad Advisors LLCBroker
February 2016 - September 2018 · 2 yrs 7 mos
Lineweaver Wealth Advisors
December 2015 - December 2016 · 1 yr
Smart Money Concepts, LLC
August 2007 - March 2016 · 8 yrs 7 mos
Questar Capital CorporationBroker
December 2006 - September 2007 · 9 mos
Usallianz Securities, INC.
September 2004 - July 2006 · 1 yr 10 mos
Usallianz Securities, INC.Broker
September 2004 - December 2006 · 2 yrs 3 mos
Ing Financial Partners, INC
May 2003 - September 2004 · 1 yr 4 mos
Ing Financial Partners, INC.Broker
January 2002 - September 2004 · 2 yrs 8 mos
Walnut Street Securities, INC.Broker
August 2000 - January 2002 · 1 yr 5 mos
Park Avenue Securities LLCBroker
September 1999 - August 2000 · 11 mos
Pruco Securities CorporationBroker
November 1989 - September 1999 · 9 yrs 10 mos
The Prudential Insurance Company of AmericaBroker
November 1989 - December 1993 · 4 yrs 1 mo
Corporate Securities Group, INC.Broker
April 1989 - September 1989 · 5 mos
Profile Investments CorporationBroker
November 1988 - April 1989 · 5 mos
State Registrations11 states
ARFLGAIAILINKYMAMIOHRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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