Ivan Luna is a registered investment advisor, based in Los Angeles, CA, with 8 years of industry experience. Ivan is also registered as a broker, so some compensation may come from commissions on products sold.
Location
515 South Flower Street, Los Angeles, CA, 90071
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ivan owns GTO Capital and Consulting, a consulting firm, and dedicates about 10-20% of his time to it. His duties include management consulting, strategic advisory, and business development.
Employment History
Current Registrations
Tcw Investment Management Company LLC
Tcw Funds Distributors LLC
Tcw Funds Distributors LLCBroker
Previous Registrations
Guggenheim Partners Investment Management, LLC
Guggenheim Funds Distributors, LLCBroker
Wedbush Securities INC.
Wedbush Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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