Ryan Shoaf is a CFP-designated registered investment advisor, based in Charlotte, NC, with 10 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ryan is a trustee on his grandparents' irrevocable trust, which holds real estate assets. His duties involve paying taxes and oversight, taking minimal time.
Employment History
Current Registrations
Vanguard Marketing Corporation
October 2020 - Present · 5 yrs 7 mos
Vanguard Advisers, INC.
October 2020 - Present · 5 yrs 7 mos
Vanguard Marketing CorporationBroker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Advice and Planning Services
December 2017 - October 2020 · 2 yrs 10 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
December 2017 - October 2020 · 2 yrs 10 mos
AXA Advisors, LLC
July 2016 - December 2017 · 1 yr 5 mos
AXA Advisors, LLCBroker
July 2015 - December 2017 · 2 yrs 5 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.