Christopher Gautier is a registered investment advisor, based in Frisco, TX, with 11 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Frisco, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Delaware Distributors, L.P.Broker
April 2026 - Present · 6 mos
Nomura Investment Management Business Trust
April 2026 - Present · 6 mos
Delaware Distributors, L.P.
April 2026 - Present · 6 mos
American Beacon Advisors, INC.
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Cx Institutional, LLC
September 2024 - April 2026 · 1 yr 7 mos
Resolute Investment Distributors, INC.Broker
February 2018 - August 2024 · 6 yrs 6 mos
Foreside Fund Services, LLCBroker
February 2018 - February 2018 · 0 mos
Highland Capital Funds Distributor, INC.Broker
September 2016 - January 2018 · 1 yr 4 mos
Strategic Advisers, INC.
March 2016 - October 2016 · 7 mos
Fidelity Brokerage Services LLCBroker
July 2015 - October 2016 · 1 yr 3 mos
State Registrations3 states
NMPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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