AS
AS

Aaron Christopher Sellers

8 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
9200 advisors
Number of Clients
1,134,581 clients
Average Client Portfolio
$713K average
Assets Under Management
$808.8B

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$10,000
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Location

1255 Treat Blvd, Suite 1000, Walnut Creek, CA, 94597

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
UBS Financial Services INC.
July 2017 - Present · 8 yrs 7 mos
UBS Financial Services INC.Broker
February 2017 - Present · 9 yrs
State Registrations29 states
AKARAZCACOCTDCFLGAHIIDILINKSLAMIMONCNVNYOHORPARISCTNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.