Grant Boren is a registered investment advisor, based in Austin, TX, with 9 years of industry experience.
Location
3711 S Mopac Expy, Suite 150, Austin, TX, 78746
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Regulatory History (1)
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Customer Dispute
May 2023Denied
Other Business ActivitiesSells Insurance
Grant is an Investment Adviser Representative at 49 Wealth Management, dedicating nearly all of his time to this role. He is also a Fixed Insurance Sales Agent through 49 Financial, spending about 10% of his time on this. Additionally, Grant is a Registered Representative at Oakwood Capital Securities, spending about a quarter of his time on this.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
January 2024 - Present · 2 yrs 6 mos
49 Financial
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
Thrivent Advisor Network, LLC
June 2020 - December 2022 · 2 yrs 6 mos
Pks Advisory Services, LLC
January 2020 - July 2020 · 6 mos
Purshe Kaplan Sterling InvestmentsBroker
November 2019 - January 2024 · 4 yrs 2 mos
AXA Advisors, LLC
November 2016 - November 2019 · 3 yrs
AXA Advisors, LLCBroker
April 2016 - November 2019 · 3 yrs 7 mos
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.